Información de divulgación legal

Offering Entity:

Los servicios de títulos, seguros y asesoramiento se ofrecen a través de BOK Financial Securities, Inc., miembro de FINRA/SIPC y subsidiaria de BOK Financial Corporation. Los servicios pueden prestarse bajo nuestro nombre comercial, BOK Financial Advisors. NOT FDIC INSURED | NO BANK GUARANTEE | MAY LOSE VALUE. www.finra.org

Risk:

NO ASEGURADO POR FDIC | SIN AVAL BANCARIO | PUEDE PERDER VALOR

Affiliation:

Cavanal Hill Investment Management, Inc., a wholly owned subsidiary of BOKF, NA, provides investment advice and administrative services to the Cavanal Hill Funds and receives a fee for its services. BOKF, NA provides custodial services to the Cavanal Hill Funds and receives a fee for its services.

Business Resumption

BOKFS' Business Resumption Plan has been developed in order to respond and recover should a disaster occur at one or more of our offices. El plan está diseñado para que todas nuestras unidades de negocios puedan reanudar las operaciones sin la más mínima interrupción de los valiosos servicios que proporcionamos a nuestros clientes.

Our plan outlines the actions BOKFS will take in the event of a building, city-wide, or regional incident, including relocating technology and operational personnel to pre-assigned alternate regional facilities. La tecnología de procesamiento de datos también se puede trasladar a un centro de datos regional alternativo.

All BOKFS operational facilities are equipped for resumption of business and are regularly tested. Nuestro objetivo de tiempo de recuperación para reanudar las operaciones, incluyendo las que implican la reubicación de personal o de tecnología, generalmente es de tres (3) días hábiles. Este objetivo de recuperación puede verse afectado negativamente por la falta de disponibildad de recursos externos y circunstancias que escapan a nuestro control.

En caso de una interrupción de las operaciones significativa, los clientes pueden llamar gratis a los números de contacto que figuran en nuestro sitio web: securities.bokfinancial.com

BOK Financial Securities, Inc. is an affiliate of BOKF, NA

InsureRate is not an affiliate of BOKF, NA, BOK Financial Securities Inc. or any of their affiliates.

Order Flow

SEC Rule 606 Reports
These reports (the Reports) are pursuant to Securities and Exchange Commission Rule 606, which requires all broker-dealers to make publicly available quarterly reports on their order routing practices. The Reports provide information on BOKFS' routing of non-directed orders, which are orders that customers have not specifically instructed to be routed to a particular venue for execution. Pulse aquí to access the SEC's final adopting release, along with the text of Rule 606 and aquí for the SEC's Frequently Asked Questions about Rule 606.

La link provides required information on BOKFS' order flows for orders by customers whose accounts are carried by Pershing, LLC.

View our detailed privacy policy.